Compliance Risk Concepts Expands Leadership Team to Support Strategic Growth

Seasoned FINRA Regulator Jonathan Telfair bolsters experienced senior team

Enhanced regulatory expertise, compliance risk analysis and research capabilities deliver superior client services in critical growth verticals under Telfair; The new management team is supported by the recent hiring of Darren NorwoodPromotion of Kaitlyn Gibbs

NEW YORK, July 12, 2022 /PRNewswire/ — Compliance Risk Concepts LLC (“CRC”), a team of senior executives and compliance professionals in the financial services industry, announced the strategic expansion of its leadership team with the appointment of former FINRA Membership Application Program (“MAP”) Application Manager and Senior Examiner, Jonathan Telfair, as Associate Director of Dealer Registration. This addition builds on the recent hire of a seasoned financial services executive Darren Norwood and promotion of a long-time member of the CRC team Kaitlyn Gibbs.

This expansion of leadership comes against a backdrop of increased regulatory expectations and requirements impacting the industry. To meet the growing demand for its services, CRC has successfully onboarded more than a dozen members into its team since 2020. The company has continued to cultivate its team with the aim of providing leading compliance advisory services to clients in the financial services industry. .

Mitch AvnetFounder and Managing Partner of CRC, said, “Jonathan’s extensive experience with FINRA will help our clients navigate the evolving standards that impact the brokerage industry, particularly as they improve their businesses in terms of of scale and growth. Darren’s expertise in developing regulatory-centric solutions yet business-centric solutions will add value to CRC’s clients; Kaitlyn’s regulatory research skills have proven invaluable as the company has expanded its vertical services and general industry presence and will continue to do so given the ever-changing state of the regulatory landscape. »

Mr. Telfair said, “In my previous role, I have always enjoyed working with CRC management because they understand how to derive value from meaningful collaboration. Financial services entrepreneurs need relevant and thoughtful solutions as they seek to achieve their goals, and the CRC team brings an unparalleled combination of knowledge and innovation to those navigating both an increasingly increasingly complex and in a competitive market.”

Mr. Norwood is CRC’s new Associate Director of Engagement, overseeing and managing client relationships. Ms. Gibbs, who has been with the firm since 2017, will now serve as associate director of investment advisory engagement management and regulatory research.

Mr. Norwood said: “It is a great honor to join Jonathan, Kaitlyn and the entire team at a critical time for the industry, when our customers and the industry as a whole are faced with stringent regulatory expectations. and scalable. CRC’s approach to regulatory compliance is unique. , innovative and efficient because it puts business needs at the center of execution.”

Ms. Gibbs said, “I have enjoyed being part of this exceptional team and helping our diverse clients navigate the dynamic regulatory environment; our team strives to implement the best possible solutions to drive the growth of their businesses. I am delighted to be working closely with Jonathan and Darren to continue to grow our industry-leading consultancy.”

Mr. Avnet concluded, “Compliance Risk Concepts’ mission has always been to find a better way to address the regulatory and compliance risks faced by financial services companies. CRC was founded with the understanding that the most effective approach to compliance is one that proactively balances regulatory obligations with unique business needs; adding senior advisors with extensive front office capital markets experience will only enhance our service offerings and the solutions we provide to our clients. »

About Compliance Risk Concepts LLC

CRC is a business-focused team of compliance consultants and senior executives who provide high-level compliance consulting services to clients on an as-needed, project-based or part-time basis. We provide our clients with the essential skills and expertise needed to establish, maintain and improve a balanced and effective compliance operational risk management program. We help organizations demonstrate their commitment to a strong risk management culture.

Media contacts:
Donald Cutler / Elizabeth Shim
Haven Tower Group
424 317 4864 or 424 317 4861
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SOURCE Compliance Risk Concepts LLC

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